AM
Anthony P. Mannello
COLLIERS SECURITIES LLC
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 4136291
AM
Professional summary
Anthony Peter Mannello, who also goes by Anthony Mannello, is a registered financial professional currently at COLLIERS SECURITIES LLC located in Minneapolis, Minnesota.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 9 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anthony Mannello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Peter Mannello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
COLLIERS SECURITIES LLC
Office #1: 90 South Seventh Street, Suite 4300, Minneapolis, MN 55402RIA
BD
CRD#: 7477
Minneapolis, MN
Past
March 13, 2023 - June 13, 2025
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
STAMFORD, CT
Past
May 5, 2022 - February 1, 2023
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
Stamford, CT
Past
November 2, 2020 - May 2, 2022
BTIG, LLC
BD
CRD#: 122225
New York, NY
Past
February 1, 2018 - October 29, 2020
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
NEW YORK, NY
Past
July 18, 2012 - January 10, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
NEW YORK, NY
Past
July 7, 2008 - August 15, 2012
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
November 27, 2007 - May 9, 2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Past
October 1, 2000 - May 9, 2008
REDI GLOBAL TECHNOLOGIES LLC
BD
CRD#: 41924
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
COLLIERS SECURITIES LLC
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
CRD#: 7477 / SEC#: 801-80233, 8-21937
RIA
Registered Investment Advisory firm - SEC (9/25/2014 Approved)Arizona
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)California
Registered Investment Advisory firm - SEC (10/20/2014 Terminated)Florida
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (10/13/2014 Terminated)North Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)South Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/24/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/7/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 21
Date: 2/10/2000
NYSE Front Line Specialist ClerkGeneral Industry/Product Exam
RR
Series 25
Date: 6/16/1999
NYSE Trading Assistant ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
COLLIERS SECURITIES LLC
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
CRD#: 7477 / SEC#: 801-80233, 8-21937
RIA
Registered Investment Advisory firm - SEC (9/25/2014 Approved)Arizona
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)California
Registered Investment Advisory firm - SEC (10/20/2014 Terminated)Florida
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (10/13/2014 Terminated)North Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)South Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108
Mailing Address
90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108
Phone number
(612) 376-4000
Established
Delaware since 08/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
120
SEC notice filing (15 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLLIERS MORTGAGE HOLDINGS LLC | DIRECT OWNER | |
| HABLE, DEBORAH MARIE | OPERATIONS MANAGER | 1596570 |
| HINIKER, JAMES JOHN III | SVP | 2148843 |
| JACOBSON, JEFFREY DUANE | EVP, CHIEF OPERATING OFFICER & BOARD MEMBER | 1976541 |
| JOHNSON, MARK KENNETH | VP, BRANCH MANAGER, CHIEF SUPERVISION OFFICER | 1433801 |
| JURAN, DAVID BRAMLEY | CHAIRMAN OF THE BOARD | 2166483 |
| MULLEN, DAVID THOMAS | EVP, BOARD MEMBER | 1273590 |
| NORRIS, ROGER ALLAN | SVP, REGISTERED OPTIONS PRINCIPAL | 2201413 |
| STEICHEN, THOMAS FRANCIS | EVP, CCO & GENERAL COUNSEL, BOARD MEMBER | 6920110 |
| THEIS, CRAIG DANIEL | SVP, BOARD MEMBER | 4365341 |
| VAN HANDEL, REBECCA | CHIEF FINANCIAL OFFICER & FINOP | 7558187 |
Regulatory assets under management
| Total Number of Accounts | 1,016 |
| AUM (Assets Under Management) | $ 280,660,825 |
Disclosures
| Regulatory Event | 25 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
