Scott R. Koesterer

CAPITAL ASSET ADVISORS LLC.

SCOTTSDALE, AZ 85251

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CRD#: 4136165

Professional summary

Scott Robert Koesterer, CFP®, ChFC® is a registered financial advisor currently at CAPITAL ASSET ADVISORS LLC. located in Scottsdale, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)THE COGGINS LLC. GLENDALE, AZ. STARTED 07/2013 AS OWNER OF A CONDO THAT IS A RENTAL UNIT. SPENDS 2 HRS/MONTH AND NONE DURING TRADING. 2)NORTHWEST VALLEY PROFESSIONALS. PHOENIX, AZ. STARTED 1/2015 AS SECRETARY/TREASURER. CONDUCTING BANKING FOR THE NETWORKING GROUP. SPENDS 1 HR/WK, 1 HR/TRADING. 3)VACATION LAND CONDO ASSOC, 10625 W COGGINS, SUN CITY, AZ, SINCE 5/2015 AS VICE PRESIDENT. NOT INVESTMENT RELATED - DEVOTES 8 HR/YR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Koesterer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

Experience

Current

April 20, 2018 - Present

CAPITAL ASSET ADVISORS LLC.

Office #1: 6991 E Camelback Rd 200, Scottsdale, AZ 85251

RIA

CRD#: 291635

SCOTTSDALE, AZ

Past

April 3, 2007 - August 31, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PHOENIX, AZ

Past

March 27, 2007 - August 31, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PHOENIX, AZ

Past

July 28, 2005 - March 28, 2007

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

PHOENIX, AZ

Past

July 5, 2005 - March 28, 2007

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

PHOENIX, AZ

Past

February 24, 2003 - July 18, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 15, 2000 - February 25, 2003

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2006

General Securities Principal Examination

Current Firm

CAPITAL ASSET ADVISORS LLC.

CRD#: 291635 / SEC#:

Arizona

Registered Investment Advisory firm - (4/20/2018 Approved)

Texas

Registered Investment Advisory firm - (2/13/2019 Conditional Restricted)

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Contact information

Main Address

6991 E Camelback Rd 200, Scottsdale, AZ 85251

Mailing Address

Phone number

(602) 274-6432

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 40,929,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Koesterer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Koesterer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

NEW ENGLAND SECURITIES

FOX & COMPANY INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2002

Series 63

Date: 3/27/2000

SIE

Date: 8/31/2018

Series 7

Date: 3/14/2000

Series 24

Date: 4/19/2006

Current Firm

CAPITAL ASSET ADVISORS LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL ASSET ADVISORS LLC.

TRUST BUT VERIFY

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