AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RC

Randy S Chandra

MATRIX EXECUTIONS
CHICAGO, IL
·CRD# 4135881·22 years experience

Professional Summary

Randy S Chandra, who also goes by Randy S Chandra Mr., Randy S. Chandra Mr., Randy S. Chandra, is a registered financial advisor currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois. Randy is registered as a RR (Registered Representative) and started their career in finance in 2004. Randy has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 56, Series 55, Series 7 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Randy S Chandra Mr., Randy S. Chandra Mr., Randy S. Chandra

Blog Corner

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

22 years in the financial services industry

Current & Past Employments

MATRIX EXECUTIONS, LLC·CRD# 38455
BD
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
August 13, 2020 - Present
EAB INVESTMENT GROUP, LLC·CRD# 165865
RIA
Chicago, IL
March 9, 2020 - December 4, 2020
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
July 5, 2019 - August 11, 2020
WALLEYE TRADING LLC·CRD# 136196
BD
Wayzata, MN
January 26, 2015 - August 30, 2016
LUPO SECURITIES, LLC·CRD# 43761
BD
Chicago, IL
April 13, 2011 - May 17, 2011
DC TRADING PARTNERS L.L.C.·CRD# 134113
BD
New York, NY
April 27, 2005 - June 29, 2007
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
March 16, 2004 - April 20, 2005
SLK-HULL DERIVATIVES LLC·CRD# 46735
BD
New York, NY
March 11, 2004 - March 15, 2004

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

ME
MATRIX EXECUTIONS, LLC

ITG DERIVATIVES LLC. | YOURTRADE.COM SECURITIES, INC. | REDSKY SECURITIES, LLC | REDSKY SECURITIES, INC. | REDSKY FINANCIAL, LLC | MATRIX EXECUTIONS, LLC | LAKE KATHERINE SECURITIES, LTD.

CRD#: 38455 / SEC#: 8-48255
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Mailing Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Phone Number

(312) 334-8040

Established

Illinois since 02/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER—
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
SKWERES, DENISE PAREJKOCHIEF COMPLIANCE OFFICER5332253

Disclosures

Regulatory Event

9

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/19/2021)
RR
California
(3/19/2021)
RR
Delaware
(1/21/2026)
RR
Florida
(1/21/2026)
RR
Illinois
(8/18/2020)
RR
Michigan
(3/19/2021)
RR
New Jersey
(10/1/2020)
RR
New York
(10/1/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2018About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Jan 2015

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2004

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2026About the Series 4 exam
BOX Exchange LLC
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
MX2 LLC
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Randy S Chandra's CRS (Customer Relationship Summary).

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
RC
Follow Randy
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required