Michael D. Duker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Duker was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2010 - February 15, 2013
MT. EDEN INVESTMENT ADVISORS, LLC
January 11, 2008 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
January 11, 2008 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
April 6, 2007 - May 21, 2007
BLUEPOINTE CAPITAL MANAGEMENT, LLC
August 9, 2005 - December 31, 2006
CREDIT SUISSE SECURITIES (USA) LLC
October 8, 2003 - April 18, 2005
CREDIT SUISSE SECURITIES (USA) LLC
July 27, 2001 - November 30, 2001
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
MT. EDEN INVESTMENT ADVISORS, LLC
CRD#: 133315 / SEC#: 801-63697
Contact information
Red Flags
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