Arthur Khaldarov

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CRD#: 4135143

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arthur Khaldarov, who also goes by Arthur M Khaldarov, Artur M Khaldarov, was a registered financial professional .

Arthur is a previously registered financial professional and started their career in finance in 2000. Arthur had worked at 11 firms and has passed the Series 66, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Arthur M Khaldarov | Artur M Khaldarov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 18, 2012 - June 25, 2013

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

April 17, 2012 - June 21, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

January 25, 2011 - February 2, 2011

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

November 17, 2008 - April 7, 2009

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

November 8, 2007 - January 10, 2008

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

NEW YORK, NY

Past

April 10, 2007 - April 26, 2007

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

April 19, 2005 - June 7, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 19, 2005 - June 7, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 21, 2004 - July 26, 2004

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

LAKE SUCCESS, NY

Past

March 23, 2004 - July 26, 2004

GREENPOINT SECURITIES LLC

CRD#: 127042

LAKE SUCCESS, NY

Past

April 24, 2003 - June 12, 2003

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

September 25, 2002 - February 21, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

June 27, 2002 - September 3, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

February 1, 2002 - March 6, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

September 18, 2001 - January 15, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

May 8, 2000 - July 23, 2001

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

March 9, 2000 - May 11, 2000

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 55

Date: 9/20/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/8/2000

General Securities Representative Examination

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

Terminated by SEC on 03/06/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WTS PTG HOLDINGS, LLC	OWNER
CLARK, CHESTER EDMOND	CEO	2486219
DISCENZA, PETER VINCENT JR	CHIEF COMPLIANCE OFFICER	4386342
JONES, WILLIAM RUSSELL	OPERATIONS MANAGER	2948251
LI, XIAOYAN	FINOP	4465893

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Arthur Khaldarov

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WTS PROPRIETARY TRADING GROUP LLC

ANDREW GARRETT INC.

TAFFERER TRADING, LLC

AMERIPRISE ADVISOR SERVICES, INC.

TAFFERER TRADING, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CAPITAL ONE FINANCIAL ADVISORS LLC

GREENPOINT SECURITIES LLC

TAFFERER TRADING, LLC

WORLDCO, L.L.C.

RUMSON CAPITAL, LLC

RUMSON CAPITAL, LLC

WORLDCO, L.L.C.

WORLDCO, L.L.C.

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2004

Series 55

Date: 9/20/2000

Series 7

Date: 3/8/2000

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WTS PROPRIETARY TRADING GROUP LLC

TRUST BUT VERIFY

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