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Arthur Khaldarov

CRD# 4135143·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Khaldarov, who also goes by Arthur M Khaldarov, Artur M Khaldarov, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 2000 - 2013. Arthur had worked at 11 firms and has passed the Series 66, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arthur M Khaldarov, Artur M Khaldarov

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
October 18, 2012 - June 25, 2013
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
April 17, 2012 - June 21, 2012
ANDREW GARRETT INC.·CRD# 29931
BD
New York, NY
January 25, 2011 - February 2, 2011
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
November 17, 2008 - April 7, 2009
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
New York, NY
November 8, 2007 - January 10, 2008
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
April 10, 2007 - April 26, 2007
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
April 19, 2005 - June 7, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 19, 2005 - June 7, 2005
CAPITAL ONE FINANCIAL ADVISORS LLC·CRD# 127236
RIA
Lake Success, NY
May 21, 2004 - July 26, 2004
GREENPOINT SECURITIES LLC·CRD# 127042
BD
Lake Success, NY
March 23, 2004 - July 26, 2004
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
April 24, 2003 - June 12, 2003
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
September 25, 2002 - February 21, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
June 27, 2002 - September 3, 2002
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
February 1, 2002 - March 6, 2002
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
September 18, 2001 - January 15, 2002
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
May 8, 2000 - July 23, 2001
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
March 9, 2000 - May 11, 2000

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2004About the Series 66 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2000

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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