Joseph P. Schiwinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Paul Schiwinger was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1968. Joseph had worked at 6 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2000 - December 31, 2002
FINANCIAL PLANS AND CONCEPTS, INC. (FPC)
February 3, 1995 - October 31, 2013
FIRST HEARTLAND CAPITAL, INC.
November 19, 1989 - February 6, 1995
OSAIC WEALTH, INC.
June 23, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 5, 1982 - December 22, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
June 18, 1968 - November 20, 1978
SYMETRA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/12/1968
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
