Ari M. Rubenstein

GTS SECURITIES LLC

Miami, FL 33131

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CRD#: 4134798

Professional summary

Ari M Rubenstein is a registered financial professional currently at GTS SECURITIES LLC located in Miami, Florida and GTS EXECUTION SERVICES LLC located in New York, New York.

Ari is registered as a RR (Registered Representative) and started their career in finance in 2000. Ari has worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ari M Rubenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2011 - Present

GTS SECURITIES LLC

Office #1: 100 Se 2nd Street Suite 4010, Miami, FL 33131

CRD#: 149224

Miami, FL

Current

November 3, 2020 - Present

GTS EXECUTION SERVICES LLC

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011

CRD#: 306364

NEW YORK, NY

Past

April 27, 2006 - January 4, 2010

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

March 28, 2000 - October 24, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/2/2014

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

GTS EXECUTION SERVICES LLC

CRD#: 306364 / SEC#: , 8-70455

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone number

(212) 715-5900

Established

Delaware since 03/09/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GTS EQUITY PARTNERS LLC	HOLDING COMPANY/MEMBER
MARTELL, SEAN	FINOP/CFO	4629458
NAZEM, DARIUSH	CHIEF OPERATING OFFICER	4930821
ROMANELLO, PATRICK JOSEPH	CCO	5378090
RUBENSTEIN, ARI M	CO-FOUNDER AND CEO	4134798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ari M. Rubenstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ari M Rubenstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

GTS EXECUTION SERVICES LLC

ECHOTRADE LLC

WORLDCO, L.L.C.

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/2/2014

Series 7

Date: 3/25/2000

Series 24

Date: 1/2/2023

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

GTS EXECUTION SERVICES LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GTS EXECUTION SERVICES LLC

TRUST BUT VERIFY

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