Anthony R. Ritossa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Ronny Ritossa, who also goes by Anthony Ritossa, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2010 - August 22, 2012
ALPHASOURCE CAPITAL SECURITIES LLC
July 21, 2009 - March 22, 2010
OBEX SECURITIES LLC
October 2, 2006 - June 3, 2009
NOMURA SECURITIES INTERNATIONAL, INC.
February 4, 2003 - October 3, 2006
BARCLAYS CAPITAL INC.
February 8, 2002 - February 5, 2003
MORGAN STANLEY DW INC.
March 19, 2001 - February 4, 2002
NBGI SECURITIES INC.
April 4, 2000 - March 19, 2001
NEWBROOK SECURITIES, LLC
March 14, 2000 - March 15, 2000
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/14/2003
Limited Representative-Equity Trader ExamCurrent Firm
ALPHASOURCE CAPITAL SECURITIES LLC
CRD#: 145875 / SEC#: , 8-67759
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECANN, NOELLE-CLAIRE | PRESIDENT, MANAGING MEMBER, GSP, CCO, FINOP | 1826421 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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