Alysia M. Hubbard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alysia Marie Hubbard, who also goes by Alysia M Gibbons, Alysia Gibbons Hubbard, was a registered financial professional .
Alysia is a previously registered financial professional and started their career in finance in 2003. Alysia had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2019 - September 18, 2020
FINANCIAL TRANSPARENCY
November 13, 2018 - June 27, 2019
SECURE ASSET MANAGEMENT, L.L.C.
November 13, 2018 - June 27, 2019
AURORA SECURITIES
December 22, 2015 - March 26, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
December 8, 2015 - March 26, 2018
CSSC BROKERAGE SERVICES, INC.
May 27, 2015 - November 18, 2015
CONCORDE ASSET MANAGEMENT, LLC
May 26, 2015 - November 18, 2015
CONCORDE INVESTMENT SERVICES, LLC
August 12, 2014 - May 27, 2015
COMERICA SECURITIES
July 29, 2014 - May 27, 2015
COMERICA SECURITIES
March 3, 2010 - July 28, 2014
TRUSTEE EMPOWERMENT & PROTECTION, INC.
December 20, 2006 - July 28, 2014
CSSC BROKERAGE SERVICES, INC.
April 23, 2003 - March 21, 2007
MUTUAL SERVICE CORPORATION
Primary Firm SEC Registration
FINANCIAL TRANSPARENCY
CRD#: 297713 / SEC#: 801-113605
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TRANSPARENCY
CRD#: 297713 / SEC#: 801-113605
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 306,343,419 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 11/27/2024 | ||
| 02/27/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
