PI
Pui Ho Ip
KAHN BROTHERS ADVISORS LLC
New York, NY 10022
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CRD#: 4134492
PI
Professional summary
Pui Ho Ip, who also goes by James Ip, Puiho Ip, is a registered financial advisor currently at KAHN BROTHERS ADVISORS LLC located in New York, New York and KAHN BROTHERS LLC located in New York, New York.
Pui Ho is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Pui Ho has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Ip | Puiho Ip
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)Name of the other business: Kahn Brothers Advisors LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 20hrs. per month; the number of hours you devote to the other business during securities trading hours; 10 hrs/month. Brief description of duties relating to other business: Operations and order entry. 2.)Name of the other business: KB Group Asset Management LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Investment Company with no clients; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 1hrs. per month; the number of hours you devote to the other business during securities trading hours; 1 hrs/month. Brief description of duties relating to other business: Operations and order entry. 3.)Name of the other business: Kahn Brothers Asset Management Corp; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Operations and order entry; Start Date: 3/2022Approximate number of hours/month you devote to the other business; 3hrs. per month; the number of hours you devote to the other business during securities trading hours; 0.5 hrs/month. Brief description of duties relating to other business: Operations and order entry. 4.)Name of the other business: KB & Partners Management Co LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 3hrs. per month; the number of hours you devote to the other business during securities trading hours; 0.5 hrs./month. Brief description of duties relating to other business:
CRS (Client Relationship Summary) - RIA
Click below to view Pui Ho Ip's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2022 - Present
KAHN BROTHERS ADVISORS LLC
Office #1: 555 Madison Ave Suite 1303, New York, NY 10022RIA
CRD#: 144368
New York, NY
Current
March 9, 2022 - Present
KAHN BROTHERS LLC
Office #1: 555 Madison Avenue Suite 1303, New York, NY 10022-3301BD
CRD#: 7720
New York, NY
Past
October 5, 2021 - March 23, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
New York, NY
Past
August 24, 2021 - March 23, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
New York, NY
Past
August 21, 2007 - August 27, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
NEW YORK, NY
Past
August 3, 2005 - August 21, 2007
RYAN BECK & CO.
BD
CRD#: 3248
NEW YORK, NY
Past
October 20, 2004 - June 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
October 17, 2003 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
March 8, 2001 - June 2, 2003
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KB
KAHN BROTHERS ADVISORS LLC
KAHN BROTHERS ADVISORS LLC
CRD#: 144368 / SEC#: 801-14146
RIA
Registered Investment Advisory firm - (10/17/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(3/9/2022)
RR
New York(3/9/2022)
IAR
New York(4/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
KB
KAHN BROTHERS ADVISORS LLC
KAHN BROTHERS ADVISORS LLC
CRD#: 144368 / SEC#: 801-14146
RIA
Registered Investment Advisory firm - (10/17/1978 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
555 Madison Ave Suite 1303, New York, NY 10022
Mailing Address
Phone number
(212) 980-5050
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 433,967,024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
