Rolf A. Edelman
Professional summary
Rolf Alexander Edelman is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York.
Rolf is registered as a RR (Registered Representative) and started their career in finance in 2000. Rolf has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rolf Alexander Edelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2015 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036July 19, 2000 - July 21, 2015
NEEDHAM & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2015)
(10/19/2015)
(10/19/2015)
(10/19/2015)
(10/19/2015)
(10/16/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/22/2000
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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