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Gerrard P. Bushell

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CRD#: 4134376
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerrard Patrick Bushell, who also goes by Gerard P Bushell, Gerrand Bushell, Gerrard P Bushell, Gerrard Bushell, was a registered financial professional .

Gerrard is a previously registered financial professional and started their career in finance in 2000. Gerrard had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gerard P Bushell | Gerrand Bushell | Gerrard P Bushell | Gerrard Bushell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 15, 2020 - September 25, 2023

STURDIVANT & CO. INC

BD
CRD#: 24583
VOORHEES, NJ
Past

January 26, 2017 - November 20, 2018

STURDIVANT & CO. INC

BD
CRD#: 24583
VOORHEES, NJ
Past

April 24, 2014 - May 28, 2015

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

February 17, 2014 - April 9, 2014

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

October 18, 2010 - July 3, 2012

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
NEW YORK, NY
Past

December 1, 2005 - June 25, 2007

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
NEW YORK, NY
Past

June 20, 2000 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2011
General Securities Principal Examination

Current Firm


S&
STURDIVANT & CO. INC
LEGACY INVESTMENT ADVISORS | STURDIVANT & CO. INC. | STURDIVANT & CO. INC | STURDIVANT & CO INC | LEGACY INVESTMENT ADVISORS, LLC

CRD#: 24583 / SEC#: , 8-41204

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
603 Sheppard Road, Voorhees, NJ 08043
Mailing Address
603 Sheppard Road, Voorhees, NJ 08043
Phone number
(856) 751-1331
Established
New Jersey since 08/25/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
S & D FINANCIAL HOLDINGS LLCSHAREHOLDER
STURDIVANT INVESTORS GROUP, LLCSHAREHOLDER
DEKRAFFT, HARVEY RICHARDMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP1579931
GIBBS, CARL RICHARD JRPRESIDENT & CEO2487105

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STURDIVANT & CO. INC

CRD#: 24583

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