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MP

Michael R. Passaro

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CRD#: 4133912
MP

Professional summary

Michael Ralph Passaro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Michael had worked at 4 firms, which includes BROAD STREET SECURITIES INC., GRANTA CAPITAL GROUP LLC, THE THORNWATER COMPANY L.P., BARRON CHASE SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 13, 2009 - July 17, 2009

BROAD STREET SECURITIES, INC.

BD
CRD#: 36101
PLANTATION, FL
Past

May 13, 2002 - December 12, 2008

GRANTA CAPITAL GROUP LLC

BD
CRD#: 114657
BOCA RATON, FL
Past

November 3, 2000 - May 15, 2002

THE THORNWATER COMPANY, L.P.

BD
CRD#: 36195
NEW YORK, NY
Past

April 27, 2000 - November 16, 2000

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2002
General Securities Principal Examination

Current Firm

BS
BROAD STREET SECURITIES, INC.
BROAD STREET SECURITIES, INC.

CRD#: 36101 / SEC#: , 8-47171

BD
Terminated by SEC on 09/26/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 01/31/1994
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BURCHARD, STUART GREGORYCEO, CROP, SROP, CCO2264551
HBB, INCCORPORATION
BURCHARD, STUART GREGORY MR.CFO2264551

Disclosures

Regulatory Event7
Arbitration4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROAD STREET SECURITIES, INC.

CRD#: 36101

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