William N. Schiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Norman Schiller was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 5 firms and has passed the Series 63, PC, Series 3, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2003 - July 2, 2012
BISHOP, ROSEN & CO., INC.
April 29, 2002 - October 20, 2003
RYAN BECK & CO.
May 1, 1990 - May 13, 2002
GRUNTAL & CO., L.L.C.
October 20, 1987 - May 23, 1990
MORGAN STANLEY DW INC.
December 18, 1984 - October 29, 1987
BISHOP, ROSEN & CO., INC.
October 18, 1984 - November 26, 1984
BARRON, MARSHALL & KAMEN CO., INC.
December 2, 1968 - June 29, 1984
BARRON, MARSHALL & KAMEN CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/25/1990
AMEX Put and Call ExamSeries 000
Date: 1/27/1969
General Securities Principal ExaminationSeries 1
Date: 11/22/1968
Registered Representative ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
