MS

Michael A. Sheriff

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CRD#: 4133723
MS

Professional summary


Michael Andrew Sheriff was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael Andrew Sheriff was a registered financial advisor .

Michael is a previously registered financial advisor and started their career in finance in 2000. Michael had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 29, 2014 - December 31, 2014

TRINITY FINANCIAL GROUP, LLC

RIA
CRD#: 141501
MONROVIA, CA
Past

September 23, 2011 - December 31, 2013

TRINITY FINANCIAL GROUP, LLC

RIA
CRD#: 141501
MONROVIA, CA
Past

November 30, 2006 - December 31, 2010

TRINITY FINANCIAL GROUP, LLC

RIA
CRD#: 141501
MONROVIA, CA
Past

June 23, 2004 - July 28, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
PASADENA, CA
Past

June 23, 2004 - July 28, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
PASADENA, CA
Past

May 2, 2000 - June 24, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PASADENA, CA
Past

March 23, 2000 - June 24, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/19/2000
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


TF
TRINITY FINANCIAL GROUP, LLC
TRINITY FINANCIAL GROUP, LLC

CRD#: 141501 / SEC#:

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Contact information


Main Address
Monrovia, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


TRINITY FINANCIAL GROUP, LLC

CRD#: 141501

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