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SS

Stanley R. Schill

S. R. SCHILL & ASSOCIATES
MERCER ISLAND, WA 98040
Some features on this profile are disabled
CRD#: 413364
SS

Professional summary


Stanley Roi Schill is a registered financial advisor currently at S. R. SCHILL & ASSOCIATES, INC. located in Mercer Island, Washington.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1965. Stanley has worked at 7 firms and has passed the Series 63, Series 5, Series 000, Series 1, Series 4, Series 40 and Series 12 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Stanley Roi Schill's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 9, 1987 - Present

S. R. SCHILL & ASSOCIATES, INC.

Office #1: 2448 76th Ave Se Suite 222, Mercer Island, WA 98040
RIA
CRD#: 105864
MERCER ISLAND, WA
Past

January 20, 1988 - March 14, 1989

SCHILL SECURITIES, INC.

BD
CRD#: 21170
Past

April 16, 1981 - September 23, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 13, 1977 - June 6, 1981

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

BD
CRD#: 7238
Past

February 27, 1976 - August 27, 1976

BACHE & CO INCORPORATED

BD
CRD#: 7058
Past

April 2, 1965 - February 27, 1976

BACHE & CO., INCORPORATED

BD
CRD#: 66

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
S. R. SCHILL & ASSOCIATES, INC.
QUANTUM ASSET MANAGEMENT | SCHILL S R & ASSOCIATES INC | S. R. SCHILL & ASSOCIATES, INC. | S. R. SCHILL & ASSOCIATES INC.

CRD#: 105864 / SEC#: 801-30972

RIA
Registered Investment Advisory firm - (11/2/1987 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(11/9/1987)

Exams


State Security Law Exam
RR
Series 63
Date: 7/11/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 000
Date: 8/1/1961
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 7/21/1961
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 8/4/1969
Registered Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 2/10/1969
NYSE Branch Manager Examination

Current Firm


SR
S. R. SCHILL & ASSOCIATES, INC.
QUANTUM ASSET MANAGEMENT | SCHILL S R & ASSOCIATES INC | S. R. SCHILL & ASSOCIATES, INC. | S. R. SCHILL & ASSOCIATES INC.

CRD#: 105864 / SEC#: 801-30972

RIA
Registered Investment Advisory firm - (11/2/1987 Approved)
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Contact information


Main Address
2448 - 76th Ave Se Suite 107, Mercer Island, WA 98040
Mailing Address
Phone number
(206) 275-2700
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

S. R. SCHILL & ASSOCIATES (3/20/2025)

Regulatory assets under management


Total Number of Accounts565
AUM (Assets Under Management)$ 126,887,426

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


S. R. SCHILL & ASSOCIATES, INC.

CRD#: 105864Mercer Island, WA 98040

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