Justin Zegalia
Professional summary
Justin Zegalia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Justin is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Justin had worked at 6 firms, which includes BLUEGRASS CAPITAL ADVISORS LLC, HORANG SECURITIES LLC, MONTGOMERY ASSET MANAGEMENT LLC, FSC SECURITIES CORPORATION, BANC OF AMERICA INVESTMENT SERVICES INC., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2012 - July 31, 2012
BLUEGRASS CAPITAL ADVISORS, LLC
September 1, 2011 - August 1, 2012
HORANG SECURITIES, LLC
August 12, 2010 - December 31, 2012
MONTGOMERY ASSET MANAGEMENT, LLC
March 13, 2007 - June 21, 2010
FSC SECURITIES CORPORATION
March 2, 2007 - June 21, 2010
FSC SECURITIES CORPORATION
November 6, 2003 - March 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 6, 2003 - March 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 29, 2003 - November 18, 2003
CITIGROUP GLOBAL MARKETS INC.
February 11, 2000 - November 18, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLUEGRASS CAPITAL ADVISORS, LLC
CRD#: 147805 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 22,648,407 |
Red Flags
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