Alfred M. Schiffrin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Myron Schiffrin, who also goes by Al Schiffrin, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1970. Alfred had worked at 13 firms and has passed the Series 63, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2001 - July 1, 2004
LH ROSS & COMPANY, INC.
September 15, 1999 - February 9, 2001
FIRST MADISON SECURITIES, INC.
September 15, 1995 - November 4, 1998
LH ROSS & COMPANY, INC.
August 5, 1994 - October 12, 1994
ROSS SECURITIES CORP.
April 24, 1993 - July 27, 1993
AEGIS CAPITAL CORP.
July 7, 1992 - November 4, 1992
BOB HEDGES FINANCIAL SERVICES, INC.
December 14, 1990 - June 5, 1992
CHATFIELD DEAN & CO., INC.
August 8, 1990 - December 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
November 30, 1989 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
September 13, 1989 - October 28, 1989
THE STUART-JAMES COMPANY, INCORPORATED
February 7, 1989 - October 17, 1989
HAMPTON SECURITIES, INC.
August 7, 1973 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
March 15, 1973 - August 2, 1973
AMERICAN RESEARCH & MANAGEMENT COMPANY
December 7, 1972 - September 1, 1975
WISE PLANNING CORP.
November 13, 1972 - April 12, 1973
TODD AND COMPANY, INC.
October 30, 1970 - December 29, 1972
I. R. E. INVESTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/22/1970
Registered Representative ExaminationCurrent Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
