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Travis L. Oglesby
AVIDIAN WEALTH SOLUTIONS
Houston, TX 77024
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CRD#: 4133270
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Professional summary
Travis Lee Oglesby is a registered financial advisor currently at AVIDIAN WEALTH SOLUTIONS located in Houston, Texas.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Travis has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
8/2017-PRESENT, RENTAL PROPERTY, HOUSTON, TX, RENTAL PROPERTY, OWNER, 0 HOURS/MONTH, 0 HOURS/MONTH DURING SECURITIES TRADING HOURS, NOT INVESTMENT RELATED.
FARM 1: 9033 HOWE RD, LEXINGTON, MO 64067
START DATE IS 10/2010 AND TITLE IS OWNER. NATURE OF BUSINESS IS RENTAL/CROPS AND IS NOT INVESTMENT RELATED. # OF HOURS PER MONTH: 1. # OF HOURS PER DAY: 0
FARM 2: 10246 HWY 24, LEXINGTON, MO 64067
START DATE IS 7/2012 AND TITLE IS OWNER. NATURE OF BUSINESS IS RENTAL/CROPS AND IS NOT INVESTMENT RELATED. # OF HOURS PER MONTH: 1. # OF HOURS PER DAY: 0
CRS (Client Relationship Summary) - RIA
Click below to view Travis Lee Oglesby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2019 - Present
AVIDIAN WEALTH SOLUTIONS
Office #1: 800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024RIA
CRD#: 127186
Houston, TX
Past
February 28, 2005 - April 30, 2019
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
July 12, 2000 - April 30, 2019
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
March 1, 2000 - April 7, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIDIAN WEALTH SOLUTIONS
AVIDIAN WEALTH ENTERPRISES, LLC | STREETTALK ADVISORS, L.L.C. | STA WEALTH MANAGEMENT, LLC | STA WEALTH MANAGEMENT | STA WEALTH ADVISORS LLC | AVIDIAN WEALTH SOLUTIONS, LLC | AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
RIA
Registered Investment Advisory firm - (5/19/2005 Approved)Texas
Registered Investment Advisory firm - (6/2/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AVIDIAN WEALTH SOLUTIONS
AVIDIAN WEALTH ENTERPRISES, LLC | STREETTALK ADVISORS, L.L.C. | STA WEALTH MANAGEMENT, LLC | STA WEALTH MANAGEMENT | STA WEALTH ADVISORS LLC | AVIDIAN WEALTH SOLUTIONS, LLC | AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
RIA
Registered Investment Advisory firm - (5/19/2005 Approved)Texas
Registered Investment Advisory firm - (6/2/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024
Mailing Address
Phone number
(281) 822-8800
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,742 |
| AUM (Assets Under Management) | $ 3,994,927,750 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 01/02/2025 | ||
| 09/27/2024 | ||
| 01/31/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
