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Joey Christopher Miletello

CRD# 4132922·Registered 2000 - 2004
Previously Registered: Being a previously registered professional could mean that Joey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joey Christopher Miletello was a registered financial advisor. Joey was a previously registered financial professional and started their career in finance 2000 - 2004. Joey had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CAPITAL ONE INVESTMENTS, LLC·CRD# 17526
BD
New Orleans, LA
June 4, 2004 - June 28, 2004
EDWARD JONES·CRD# 250
BD
St. Louis, MO
April 5, 2000 - December 17, 2002

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Current Firm

CO
CAPITAL ONE INVESTMENTS, LLC

CAPITAL ONE INVESTMENTS, L.L.C. | HIBERNIA INVESTMENTS, L.L.C. | HIBERNIA INVESTMENT SECURITIES INC. | CAPITAL ONE SECURITIES, LLC | CAPITAL ONE SECURITIES, L.L.C. | CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526 / SEC#: 8-35386
BD
Terminated by SEC on 08/02/2008

Contact Information

Established

Louisiana since 01/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SOLE SHARE OWNER—
BARNES, DONALD JOSEPH IIMEMBER OF MANAGEMENT COMMITTEE—
COOPER, KEYAN MARIESROP/CROP4268042
DEBLANC, RONALD JOSEPHVP, CHIEF FINANCIAL OFFICER1672968
DELO, DANIEL MARKMUNICIPAL SECURITIES PRINCIPAL2242301
EMIG, JANET CLAREBROKERAGE OPERATIONS MANAGER4702727
GOLDBERG, KENNETH L.MEMBER OF MANAGEMENT COMMITTEE4053655
LABENNE, ANDREW DENNISMEMBER OF MANAGEMENT COMMITTEE5460014
LEE, DONALD PAULMEMBER OF MANAGEMENT COMMITTEE1174842
MARCOTTE, BRIAN TROYCHIEF COMPLIANCE OFFICER1182101
TALBOT, MICHAEL MERRITTMEMBER OF MANAGEMENT COMMITTEE/PRESIDENT & CEO1296293

Disclosures

Regulatory Event

3

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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