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JM

Joey C. Miletello

Some features on this profile are disabled
CRD#: 4132922
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joey Christopher Miletello was a registered financial professional .

Joey is a previously registered financial professional and started their career in finance in 2000. Joey had worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 4, 2004 - June 28, 2004

CAPITAL ONE INVESTMENTS, LLC

BD
CRD#: 17526
NEW ORLEANS, LA
Past

April 5, 2000 - December 17, 2002

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2000
General Securities Representative Examination

Current Firm

CO
CAPITAL ONE INVESTMENTS, LLC
CAPITAL ONE INVESTMENTS, L.L.C. | HIBERNIA INVESTMENTS, L.L.C. | HIBERNIA INVESTMENT SECURITIES INC. | CAPITAL ONE SECURITIES, LLC | CAPITAL ONE SECURITIES, L.L.C. | CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526 / SEC#: , 8-35386

BD
Terminated by SEC on 08/02/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
Louisiana since 01/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SOLE SHARE OWNER
BARNES, DONALD JOSEPH IIMEMBER OF MANAGEMENT COMMITTEE
COOPER, KEYAN MARIESROP/CROP4268042
DEBLANC, RONALD JOSEPHVP, CHIEF FINANCIAL OFFICER1672968
DELO, DANIEL MARKMUNICIPAL SECURITIES PRINCIPAL2242301
EMIG, JANET CLAREBROKERAGE OPERATIONS MANAGER4702727
GOLDBERG, KENNETH L.MEMBER OF MANAGEMENT COMMITTEE4053655
LABENNE, ANDREW DENNISMEMBER OF MANAGEMENT COMMITTEE5460014
LEE, DONALD PAULMEMBER OF MANAGEMENT COMMITTEE1174842
MARCOTTE, BRIAN TROYCHIEF COMPLIANCE OFFICER1182101
TALBOT, MICHAEL MERRITTMEMBER OF MANAGEMENT COMMITTEE/PRESIDENT & CEO1296293

Disclosures

Regulatory Event3
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

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