MC
Mark A. Compton
COMPTON WEALTH ADVISORY GROUP
VIRGINIA BEACH, VA 23462
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CRD#: 4132908
MC
Professional summary
Mark Alan Compton, who also goes by Mark A. Compton, is a registered financial advisor currently at COMPTON WEALTH ADVISORY GROUP, LLC located in Virginia Beach, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A. Compton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/18/2008: Compton Family Foundation - Community, Civic and Charitable Board - Not Investment Related - At Reported Business Location(s) - 1% Time Spent (2) 12/16/2009: Compton Grand Children's Trust FBO Layla Compton - Trustee - Investment Related - At Reported Business Location(s) - 1% Time Spent (3) 12/16/2009: Compton Grand Children's Trust FBO Sadie Compton - Trustee - Investment Related - At Reported Business Location(s) - 1% Time Spent (4) 06/21/2010: M&M Properties of Chesapeake, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 3% Time Spent (5) 10/08/2010: MAC Descendants Trust- Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - 1% Time Spent - Successor Co-Trustee (6) 10/08/2010: BWC Descendants Trust - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - 1% Time Spent - Successor Co-Trustee (7) 03/21/2013: Compton 2011 Irrevocable Trust - Trustee - Investment Related - At Reported Business Location(s) - 1% Time Spent (8) 10/31/2013: Happy Wheel, LLC - Manager - Investment Related - At Reported Business Location(s) - 1% Time Spent (9) 8/28/2017: PSC Automotive Group, LLC - Not Investment Related - 4918 W. Highway 74, Indian Trail, NC 28110 - For-Profit Board Member - Started 08/15/2017 - 2 Hours Per Month During Securities Trading. (10) 9/5/2017: Little Wheel, LLC - Investment Related - 1 Columbus Center, Suite 100, Virginia Beach, VA 23462 - Real Estate Rental - Co-manager - Started 08/16/2017 - 1 Hours Per Month During Securities Trading. (11) 9/5/2017: Big Wheel, LLC - Investment Related - 1 Columbus Center, Suite 100, Virginia Beach, VA 23462 - For-Profit Board Member - Co-Manager - Started 08/15/2017 - 10 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Compton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2016 - Present
COMPTON WEALTH ADVISORY GROUP, LLC
Office #1: 1 Columbus Center 283 Constitution Drive, Suite 100, Virginia Beach, VA 23462RIA
CRD#: 281732
VIRGINIA BEACH, VA
Past
January 2, 2009 - May 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
VIRGINIA BEACH, VA
Past
January 2, 2009 - March 28, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
VIRGINIA BEACH, VA
Past
October 11, 2000 - January 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NORFOLK, VA
Past
May 12, 2000 - January 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NORFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COMPTON WEALTH ADVISORY GROUP, LLC
COMPTON MCCULLEY & CO., LLC | COMPTON WEALTH ADVISORY GROUP, LLC
CRD#: 281732 / SEC#: 801-107239
RIA
Registered Investment Advisory firm - (4/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/20/2018)
IAR
Virginia(4/29/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COMPTON WEALTH ADVISORY GROUP, LLC
COMPTON MCCULLEY & CO., LLC | COMPTON WEALTH ADVISORY GROUP, LLC
CRD#: 281732 / SEC#: 801-107239
RIA
Registered Investment Advisory firm - (4/1/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Columbus Center 283 Constitution Drive, Suite 100, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 351-0741
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 720,063,815 |
Red Flags
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Company Information
COMPTON WEALTH ADVISORY GROUP, LLC
CRD#: 281732Virginia Beach, VA 23462TRUST BUT VERIFY
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