Misty L. Garza

BOGART WEALTH

Sugar Land, TX

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CRD#: 4132861

Professional summary

Misty Lynn Garza, CFP®, who also goes by Misty Lynn Shelton, is a registered financial advisor currently at BOGART WEALTH, LLC located in Sugar Land, Texas.

Misty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Misty has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Misty Lynn Shelton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty Lynn Garza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

May 5, 2022 - Present

BOGART WEALTH, LLC

Office #2: 820 Gessner Road Suite 1110, Houston, TX 77024

RIA

CRD#: 283886

Sugar Land, TX

Past

May 15, 2014 - April 29, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

FRIENDSWOOD, TX

Past

May 15, 2014 - April 29, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

FRIENDSWOOD, TX

Past

February 15, 2006 - February 8, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

January 9, 2006 - February 7, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HOUSTON, TX

Past

March 22, 2000 - December 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

March 10, 2000 - December 12, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 10, 2000 - December 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOGART WEALTH, LLC

ANNABELLE ADVISORS, LLC | BOGART WEALTH, LLC

CRD#: 283886 / SEC#: 801-107912

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/29/2000

General Securities Representative Examination

Current Firm

BOGART WEALTH, LLC

ANNABELLE ADVISORS, LLC | BOGART WEALTH, LLC

CRD#: 283886 / SEC#: 801-107912

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

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Contact information

Main Address

2010 Corporate Ridge Suite 900, Mclean, VA 22102

Mailing Address

Phone number

(703) 570-8651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOGART WEALTH 2A BROCHURE (8/29/2025)

Regulatory assets under management

Total Number of Accounts	6,117
AUM (Assets Under Management)	$ 2,679,926,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Misty L. Garza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty Lynn Garza's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BOGART WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2002

Series 63

Date: 3/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/29/2000

Current Firm

BOGART WEALTH, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOGART WEALTH, LLC

TRUST BUT VERIFY

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