Scott H. Levine
Professional summary
Scott Harris Levine was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Scott had worked at 5 firms, which includes ASCENDIANT CAPITAL MARKETS LLC, BMA SECURITIES LLC, NOBLE CAPITAL MARKETS INC., CAPITAL GROWTH FINANCIAL LLC, HUDSON SECURITIESINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2011 - July 6, 2021
ASCENDIANT CAPITAL MARKETS, LLC
September 29, 2008 - March 21, 2011
BMA SECURITIES, LLC
February 11, 2008 - October 14, 2008
NOBLE CAPITAL MARKETS, INC.
January 8, 2007 - February 6, 2008
CAPITAL GROWTH FINANCIAL, LLC
April 4, 2001 - January 4, 2007
HUDSON SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/21/2001
Limited Representative-Equity Trader ExamSeries 62
Date: 4/3/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
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