Laurel E. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurel Elaine White, CFP®, who also goes by Laurel E. Waite, Laurel E White, was a registered financial professional .
Laurel is a previously registered financial professional and started their career in finance in 2000. Laurel had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - August 1, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 13, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
April 8, 2015 - July 31, 2023
FIDELITY BROKERAGE SERVICES LLC
December 4, 2013 - March 23, 2015
BB&T SECURITIES, LLC
December 2, 2013 - March 23, 2015
BB&T SECURITIES, LLC
April 3, 2013 - July 23, 2013
LPL FINANCIAL LLC
April 3, 2013 - July 23, 2013
LPL FINANCIAL LLC
January 8, 2008 - April 1, 2013
CHARLES SCHWAB & CO., INC.
September 27, 2007 - December 31, 2007
CHARLES SCHWAB & CO., INC.
September 27, 2007 - April 1, 2013
CHARLES SCHWAB & CO., INC.
March 14, 2006 - September 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - September 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2005 - March 23, 2006
CITIGROUP GLOBAL MARKETS INC.
March 18, 2005 - March 23, 2006
CITIGROUP GLOBAL MARKETS INC.
February 26, 2004 - December 31, 2004
DUNWOODY BROKERAGE SERVICES, INC.
March 20, 2003 - December 31, 2003
CHARLES SCHWAB & CO., INC.
May 16, 2002 - December 31, 2003
CHARLES SCHWAB & CO., INC.
October 5, 2001 - April 22, 2002
AMERIPRISE ADVISOR SERVICES, INC.
May 12, 2000 - October 1, 2001
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
