Elizabeth M. Walters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth M Walters, who also goes by Elizabeth Anne Morrison, Lisa Morrison, Elizabeth A Walters, Elizabeth Anne Walters, Elizabeth M. Walters, Lisa Walters, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2006. Elizabeth had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - September 5, 2013
PENSION ARCHITECTS ADVISORY GROUP, LLC
October 8, 2009 - December 31, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 25, 2009 - December 4, 2024
BRIDGE ADVISORY LLC
July 22, 2008 - October 13, 2009
NRP FINANCIAL, INC.
November 10, 2006 - July 23, 2008
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSION ARCHITECTS ADVISORY GROUP, LLC
CRD#: 145242 / SEC#: 801-68407
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
