Daniel A. Data
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Arthur Data was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2000. Daniel had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2016 - June 11, 2018
BERNARDI SECURITIES, INC.
June 30, 2016 - June 11, 2018
BERNARDI ASSET MANAGEMENT, LLC
October 1, 2008 - August 29, 2012
J.P. MORGAN SECURITIES LLC
January 30, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 6, 2005 - October 4, 2005
CHASE INVESTMENT SERVICES CORP.
October 8, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 13, 2003 - September 3, 2003
FORESTERS FINANCIAL SERVICES, INC.
April 27, 2000 - November 22, 2002
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERNARDI SECURITIES, INC.
CRD#: 15834 / SEC#: , 8-32815
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNARDI, RONALD PIACENTINI | PRESIDENT & CEO & CCO | 726070 |
| BERNARDI, MATTHEW P | VICE PRESIDENT | 5545410 |
| BERNARDI, THOMAS P | VICE PRESIDENT | 6419579 |
| BIONDI, ROBERT | VICE PRESIDENT | 716281 |
| LANDIS, MICHELLE BERNARDI | SECRETARY | 1328867 |
| BERNARDI, EDWARD | CHAIRMAN OF THE BOARD | 19817 |
| EVENSKY, LISA M | FINANCIAL OPERATIONS PRINCIPAL | 6373192 |
| IRISH, JEFFREY DAVID | VICE PRESIDENT | 2228055 |
| VAIL, ROBERT PATRICK | SENIOR VICE PRESIDENT | 3086104 |
| VEZZETTI, JOHN M | VICE PRESIDENT | 5736210 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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