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CJ

Crawford James Ii

Some features on this profile are disabled
CRD#: 4132437
CJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Crawford James Ii, who also goes by Crawford James II, Crawford James, was a registered financial professional .

Crawford is a previously registered financial professional and started their career in finance in 2000. Crawford had worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Crawford James Ii | Crawford James

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 22, 2019 - February 27, 2020

ADVISOR MANAGEMENT, LLC

RIA
CRD#: 306532
BLUFFTON, SC
Past

July 5, 2018 - December 31, 2018

BANKERS LIFE SECURITIES, INC.

BD
CRD#: 173962
LIVONIA, MI
Past

December 18, 2017 - December 31, 2018

BANKERS LIFE ADVISORY SERVICES, INC.

RIA
CRD#: 281285
Livonia, MI
Past

April 6, 2017 - December 31, 2017

JAMES FINANCIAL

RIA
CRD#: 162564
OAK PARK, MI
Past

June 20, 2012 - December 31, 2015

JAMES FINANCIAL

RIA
CRD#: 162564
DETROIT, MI
Past

August 9, 2010 - February 2, 2012

MORGAN STANLEY

RIA
CRD#: 149777
BIRMINGHAM, MI
Past

May 6, 2010 - February 2, 2012

MORGAN STANLEY

BD
CRD#: 149777
BIRMINGHAM, MI
Past

February 10, 2009 - April 20, 2010

NEW ENGLAND SECURITIES

RIA
CRD#: 615
SOUTHFIELD, MI
Past

February 3, 2009 - April 20, 2010

NEW ENGLAND SECURITIES

BD
CRD#: 615
SOUTHFIELD, MI
Past

September 27, 2007 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DETROIT, MI
Past

September 11, 2007 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
DETROIT, MI
Past

March 23, 2005 - July 17, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
MARLBOROUGH, MA
Past

October 6, 2000 - December 8, 2004

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

April 25, 2000 - May 16, 2000

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/5/2018
General Securities Representative Examination

Current Firm

AM
ADVISOR MANAGEMENT, LLC
ADVISOR MANAGEMENT, LLC | YOUR ADVISOR GROUP, LLC | YOUR ADVISOR GROUP

CRD#: 306532 / SEC#:

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Contact information

Main Address
M, ME
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
AlabamaERA - Withdrawn2/27/2020
TexasERA - Withdrawn2/27/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISOR MANAGEMENT, LLC

CRD#: 306532

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