Mark A. Henry
Professional summary
Mark Anthony Henry, who also goes by Mark A Henry, Mark Henry, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Anthony Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484May 2, 2018 - May 15, 2024
PRUCO SECURITIES, LLC.
September 27, 2016 - April 17, 2018
UBS FINANCIAL SERVICES INC.
April 19, 2016 - April 17, 2018
UBS FINANCIAL SERVICES INC.
December 16, 2015 - April 13, 2016
PERSHING LLC
February 22, 2013 - September 5, 2013
WALNUT STREET SECURITIES, INC.
February 22, 2013 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
February 22, 2013 - June 20, 2014
NEW ENGLAND SECURITIES
April 9, 2009 - June 20, 2014
MSI FINANCIAL SERVICES, INC.
January 2, 2008 - March 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2006 - November 28, 2007
UBS FINANCIAL SERVICES INC.
February 16, 2001 - June 14, 2006
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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