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Solomon Foust Schick

CRD# 413232·Registered 1970 - 2008
Previously Registered: Being a previously registered professional could mean that Solomon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Solomon Foust Schick, who also goes by Sol Schick, was a registered financial advisor. Solomon was a previously registered financial professional and started their career in finance 1970 - 2008. Solomon had worked at 14 firms and has passed the SIE, Series 1 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sol Schick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

BOOGIE INVESTMENT GROUP, INC.·CRD# 142200
BD
Melbourne, FL
December 10, 2007 - November 26, 2008
COBALT CAPITAL, INC.·CRD# 136161
BD
Winter Park, FL
December 6, 2005 - March 13, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Winter Park, FL
July 22, 2003 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Winter Park, FL
November 1, 1999 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
July 7, 1999 - July 28, 1999
FLORIDA CAPITAL SECURITIES CORP.·CRD# 15774
BD
Heathrow, FL
February 3, 1994 - October 7, 1999
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
October 28, 1988 - December 31, 1991
FOCUS SECURITIES, INC.·CRD# 15023
BD
December 15, 1987 - November 16, 1988
CARDINAL SECURITIES CORPORATION·CRD# 10521
BD
January 9, 1987 - May 16, 1989
FIRST SECURITIES CORPORATION OF COLUMBUS·CRD# 7923
BD
November 8, 1982 - December 19, 1986
WORLD CAPITAL BROKERAGE, INC.·CRD# 37
BD
July 11, 1979 - August 24, 1980
PROVIDENT MARKETING CORPORATION·CRD# 7328
BD
January 14, 1977 - January 14, 1987
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
September 24, 1974 - May 19, 1976
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY·CRD# 4291
BD
October 13, 1971 - May 9, 1973
FAMILY SECURITY SALES CORPORATION·CRD# 1000004
BD
October 13, 1971 - May 9, 1973
PLA SECURITIES CORPORATION·CRD# 666
BD
September 17, 1970 - January 14, 1977

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Current Firm

BI
BOOGIE INVESTMENT GROUP, INC.

BOOGIE INVESTMENT GROUP, INC.

CRD#: 142200 / SEC#: 8-67439
BD
Terminated by SEC on 11/27/2011

Contact Information

Established

Florida since 12/06/2005

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
DEIGHAN, DANIEL PATRICKPRESIDENT/CEO/CCO1029361
BROWN, MICHAEL OWENFINOP/CHIEF FINANCIAL OFFICER1658070

Disclosures

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Aug 1968

Series 39 — Direct Participation Programs Principal Examination

Passed Sep 2005About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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