Solomon F. Schick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solomon Foust Schick, who also goes by Sol Schick, was a registered financial professional .
Solomon is a previously registered financial professional and started their career in finance in 1970. Solomon had worked at 14 firms and has passed the SIE, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2007 - November 26, 2008
BOOGIE INVESTMENT GROUP, INC.
December 6, 2005 - March 13, 2018
COBALT CAPITAL, INC.
July 22, 2003 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 1, 1999 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 7, 1999 - July 28, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 3, 1994 - October 7, 1999
FLORIDA CAPITAL SECURITIES CORP.
October 28, 1988 - December 31, 1991
CADARET, GRANT & CO., INC.
December 15, 1987 - November 16, 1988
FOCUS SECURITIES, INC.
January 9, 1987 - May 16, 1989
CARDINAL SECURITIES CORPORATION
November 8, 1982 - December 19, 1986
FIRST SECURITIES CORPORATION OF COLUMBUS
July 11, 1979 - August 24, 1980
WORLD CAPITAL BROKERAGE, INC.
January 14, 1977 - January 14, 1987
PROVIDENT MARKETING CORPORATION
September 24, 1974 - May 19, 1976
HIMCO DISTRIBUTION SERVICES COMPANY
October 13, 1971 - May 9, 1973
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
October 13, 1971 - May 9, 1973
FAMILY SECURITY SALES CORPORATION
September 17, 1970 - January 14, 1977
PLA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1968
Registered Representative ExaminationCurrent Firm
BOOGIE INVESTMENT GROUP, INC.
CRD#: 142200 / SEC#: , 8-67439
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
