ES

Erin M. Schlatter

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CRD#: 4132174
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erin Marie Schlatter, who also goes by Erin Marie Dightman, Erin Marie Garcia, Erin Marie Schlatter, was a registered financial professional .

Erin is a previously registered financial professional and started their career in finance in 2022. Erin had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Erin Marie Dightman | Erin Marie Garcia | Erin Marie Schlatter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 10, 2022 - January 25, 2024

DIGHTMAN CAPITAL GROUP

RIA
CRD#: 145068
Leawood, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


DC
DIGHTMAN CAPITAL GROUP
DIGHTMAN CAPITAL | DIGHTMAN CAPTITAL GROUP | DIGHTMAN CAPITAL GROUP INC. | DIGHTMAN CAPITAL GROUP

CRD#: 145068 / SEC#:

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Contact information


Main Address
7300 West 110th Street Suite 700, Overland Park, KS 66210
Mailing Address
7300 West 110th Street Suite 700, Overland Park, KS 66210
Phone number
(877) 874-1133
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts235
AUM (Assets Under Management)$ 61,172,159

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DIGHTMAN CAPITAL GROUP

CRD#: 145068

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