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KL

Kevin R. Leblanc

AURORA PRIVATE WEALTH
Chepachet, RI
Some features on this profile are disabled
CRD#: 4131999
KL

Professional summary

Kevin Robert Leblanc, who also goes by Kevin Robert Leblanc, Kevin R Leblanc, is a registered financial advisor currently at AURORA PRIVATE WEALTH, INC. located in Chepachet, Rhode Island and APW CAPITAL, INC. located in Rockaway, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin Robert Leblanc | Kevin R Leblanc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Robert Leblanc's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2021 - Present

AURORA PRIVATE WEALTH, INC.

RIA
CRD#: 281604
Chepachet, RI
Current

September 20, 2021 - Present

APW CAPITAL, INC.

Office #1: 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
BD
CRD#: 43814
Rockaway, NJ
Past

October 25, 2019 - February 5, 2021

EDWARD JONES

RIA
CRD#: 250
GREENVILLE, RI
Past

October 25, 2019 - February 5, 2021

EDWARD JONES

BD
CRD#: 250
GREENVILLE, RI
Past

April 20, 2018 - October 25, 2019

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
PROVIDENCE, RI
Past

April 20, 2018 - October 25, 2019

SANTANDER SECURITIES LLC

BD
CRD#: 41791
PROVIDENCE, RI
Past

March 11, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

August 23, 2002 - March 8, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
WARWICK, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.

CRD#: 281604 / SEC#: 801-110498

RIA
Registered Investment Advisory firm - (5/5/2017 Approved)
California
Registered Investment Advisory firm - (6/4/2017 Terminated)
Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)
New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)
Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(9/20/2021)
IAR
New Jersey
(9/22/2021)
RR
Rhode Island
(9/20/2021)
IAR
Rhode Island
(9/20/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/3/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/5/2023
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/11/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.

CRD#: 281604 / SEC#: 801-110498

RIA
Registered Investment Advisory firm - (5/5/2017 Approved)
California
Registered Investment Advisory firm - (6/4/2017 Terminated)
Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)
New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)
Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)
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Contact information

Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AURORA PW ADV 2A (7/17/2025)
AURORA PW WRAP BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts1,843
AUM (Assets Under Management)$ 395,308,639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURORA PRIVATE WEALTH, INC.

CRD#: 281604Chepachet, RI

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