Stephen M. Scheurer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Mark Scheurer was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1992. Stephen had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 1, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - June 12, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 7, 2016 - July 8, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 28, 2016 - June 12, 2017
BBVA SECURITIES INC.
January 7, 2004 - July 5, 2016
STIFEL INDEPENDENT ADVISORS, LLC
December 1, 2003 - July 5, 2016
STIFEL INDEPENDENT ADVISORS, LLC
January 2, 2003 - December 5, 2003
AMERIPRISE ADVISOR SERVICES, INC.
April 25, 2002 - December 5, 2003
AMERIPRISE ADVISOR SERVICES, INC.
April 25, 1997 - April 16, 2002
WELLS FARGO CLEARING SERVICES, LLC
November 25, 1992 - May 2, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/26/1972
Registered Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
