Neil R. Vannoy
VANNOY ADVISORY GROUP
AUSTIN, TX 78731
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CRD#: 4131344
Professional summary
Neil Ray Vannoy, CFP®, who also goes by Neil R. Vannoy, is a registered financial advisor currently at VANNOY ADVISORY GROUP, INC. located in Austin, Texas.
Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Neil has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 31 exams.
Biography
Neil is President of Vannoy Advisory Group. He founded the company in late 2007 to give individuals access to professional financial advice without any sales pressure or hidden commissions.
Neil is a CFP® Practitioner, a NAPFA-Registered Financial Advisor, a member of MENSA, and has over a decade of experience in the financial services industry. He was a contributor to the book Investing in an Uncertain Economy for Dummies®, has been featured on Morningstar.com, and co-hosted a weekly financial segment for a Central Texas NBC affiliate for 10 years.
Summary of Neil's Credentials
CERTIFIED FINANCIAL PLANNER™ Practitioner
Series 65 Investment Advisor Representative
Boston University – Certificate in Financial Planning
Pepperdine University – MBA
Texas State University – BS and BA Degrees
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
High Net Worth Client Needs
Insurance Related Issues
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Neil R. Vannoy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Neil Ray Vannoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
February 25, 2008 - Present
VANNOY ADVISORY GROUP, INC.
Office #1: 5900 Balcones Drive Suite 21610, Austin, TX 78731RIA
CRD#: 145806
AUSTIN, TX
Past
February 15, 2007 - November 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAS VEGAS, NV
Past
November 14, 2003 - February 5, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAS VEGAS, NV
Past
November 7, 2003 - February 5, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 7, 2003 - February 5, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
August 3, 2000 - April 9, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
April 5, 2000 - May 11, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VANNOY ADVISORY GROUP, INC.
VANNOY ADVISORY GROUP, INC.
CRD#: 145806 / SEC#: 801-125019
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2011 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(2/3/2025)
IAR
Texas(3/6/2008)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VANNOY ADVISORY GROUP, INC.
VANNOY ADVISORY GROUP, INC.
CRD#: 145806 / SEC#: 801-125019
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2011 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 Balcones Drive Suite 21610, Austin, TX 78731
Mailing Address
Phone number
(512) 759-7759
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 256 |
| AUM (Assets Under Management) | $ 145,302,417 |
Red Flags
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