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Neil Ray Vannoy

Neil Ray Vannoy

CFP®
VANNOY ADVISORY GROUP
AUSTIN, TX
·CRD# 4131344·26 years experience

Professional Summary

Neil Ray Vannoy, CFP®, who also goes by Neil R. Vannoy, is a registered financial advisor currently at VANNOY ADVISORY GROUP, INC. located in Austin, Texas. Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Neil has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 31 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$250K–$500K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

High Net Worth Individuals & Families

Services Offered

  • Retirement Planning
  • Investment Management
  • Financial Planning
  • Risk Management & Insurance

Specializations

Insurance Related Issues
Middle Income Client Needs

Biography

Neil is President of Vannoy Advisory Group. He founded the company in late 2007 to give individuals access to professional financial advice without any sales pressure or hidden commissions. Neil is a CFP® Practitioner, a NAPFA-Registered Financial Advisor, a member of MENSA, and has over a decade of experience in the financial services industry. He was a contributor to the book Investing in an Uncertain Economy for Dummies®, has been featured on Morningstar.com, and co-hosted...

Other Aliases

Neil R. Vannoy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2008

Years of Experience

26 years in the financial services industry

Current & Past Employments

VANNOY ADVISORY GROUP, INC.·CRD# 145806
RIA
5900 Balcones Drive Suite 21610, Austin, TX 78731
February 25, 2008 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Las Vegas, NV
February 15, 2007 - November 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Las Vegas, NV
November 14, 2003 - February 5, 2005
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 7, 2003 - February 5, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 7, 2003 - February 5, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Baltimore, MD
August 3, 2000 - April 9, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 5, 2000 - May 11, 2000

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Current Firm

VANNOY ADVISORY GROUP, INC.
VANNOY ADVISORY GROUP, INC.

VANNOY ADVISORY GROUP, INC.

CRD#: 145806 / SEC#: 801-125019
RIA
Registered Investment Advisory firm - SEC (5/13/2022 Approved)
Colorado
Registered Investment Advisory firm - Colorado (12/23/2008 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/16/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5900 Balcones Drive Suite 21610, Austin, TX 78731

Phone Number

(512) 759-7759

# of Employees

2

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 BROCHURE (3/6/2026)

Regulatory Assets Under Management

Total Number of Accounts

251

AUM (Assets Under Management)

$172,437,655

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VANNOY ADVISORY GROUP, INC.
VANNOY ADVISORY GROUP, INC.

VANNOY ADVISORY GROUP, INC.

CRD#: 145806 / SEC#: 801-125019
RIA
Registered Investment Advisory firm - SEC (5/13/2022 Approved)
Colorado
Registered Investment Advisory firm - Colorado (12/23/2008 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/16/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(3/6/2008)
IAR
Washington
(5/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2008About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2000About the Series 31 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Neil Ray Vannoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Neil

  • Retirement Planning
  • Investment Management
  • Financial Planning
  • Risk Management & Insurance

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Neil Ray Vannoy
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