Jeremy J. Grant

CAPITAL IDEAS

Dallas, TX 75230

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CRD#: 4131311

Professional summary

Jeremy Jon-lewis Grant, CFP® is a registered financial advisor currently at CAPITAL IDEAS located in Dallas, Texas and RHODES SECURITIES, INC. located in Dallas, Texas.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rhodes Securities, Inc. (Member FINRA/SIPC), Registered Representative, started in April 2020. Capital Ideas, Inc. (TX IA Firm) Director of Operations, Investment Advisor Representative Jan 2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jon-lewis Grant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 11, 2024 - Present

CAPITAL IDEAS

Office #1: 12720 Hillcrest Rd Suite 910, Dallas, TX 75230

RIA

CRD#: 114352

Dallas, TX

Current

April 17, 2020 - Present

RHODES SECURITIES, INC.

Office #1: 12720 Hillcrest Dr Ste 910, Dallas, TX 75230

CRD#: 19610

Dallas, TX

Past

May 10, 2006 - April 22, 2020

ALLIANCE FINANCIAL GROUP, INC.

CRD#: 28538

DALLAS, TX

Past

March 2, 2005 - May 9, 2006

RIVERSTONE WEALTH MANAGEMENT, INC.

RIA

CRD#: 40418

DALLAS, TX

Past

January 5, 2005 - May 9, 2006

RIVERSTONE WEALTH MANAGEMENT, INC.

CRD#: 40418

AUSTIN, TX

Past

February 4, 2002 - August 27, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 4, 2000 - November 14, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL IDEAS

CAPITAL IDEAS | CAPITAL IDEAS, INC.

CRD#: 114352 / SEC#: 801-66816

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

Texas

Registered Investment Advisory firm - (5/30/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/17/2020)

Florida
(7/5/2024)

Iowa
(7/5/2024)

Texas
(4/17/2020)

IAR

Texas
(3/11/2024)

Wisconsin
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL IDEAS

CAPITAL IDEAS | CAPITAL IDEAS, INC.

CRD#: 114352 / SEC#: 801-66816

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

Texas

Registered Investment Advisory firm - (5/30/2006 Terminated)

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Contact information

Main Address

12720 Hillcrest Rd Suite 910, Dallas, TX 75230

Mailing Address

Phone number

(214) 750-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 277,035,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy J. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jon-lewis Grant's CRS (Customer Relationship Summary).

Certified licenses

Experience

RHODES SECURITIES, INC.

ALLIANCE FINANCIAL GROUP, INC.

RIVERSTONE WEALTH MANAGEMENT, INC.

RIVERSTONE WEALTH MANAGEMENT, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

CAPITAL IDEAS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2005

Series 63

Date: 4/6/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2000

FINRA

Current Firm

CAPITAL IDEAS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL IDEAS

TRUST BUT VERIFY

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