Antimo Ricciardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antimo Ricciardi was a registered financial professional .
Antimo is a previously registered financial professional and started their career in finance in 2000. Antimo had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2011 - October 24, 2016
FORESTERS EQUITY SERVICES, INC.
March 18, 2010 - December 31, 2010
AMERITAS INVESTMENT COMPANY, LLC
March 1, 2010 - December 31, 2010
AMERITAS INVESTMENT COMPANY, LLC
April 19, 2007 - December 10, 2009
MSI FINANCIAL SERVICES, INC.
November 28, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 28, 2005 - December 10, 2009
MSI FINANCIAL SERVICES, INC.
April 13, 2000 - August 5, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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