Kelly A. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Ann Morris, who also goes by Kelly Ann Morris Mrs., Kelly Ann Sullins, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2007. Kelly had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2018 - December 1, 2022
GENERATIONS WEALTH PLANNING LLC
January 31, 2018 - March 9, 2018
AMERICAN WEALTH MANAGEMENT, INC.
January 30, 2018 - July 11, 2018
HAYDEN ROYAL
December 12, 2016 - March 9, 2017
INTERNATIONAL ASSETS ADVISORY, LLC
October 20, 2008 - October 4, 2016
UBS FINANCIAL SERVICES INC.
August 30, 2007 - October 4, 2016
UBS FINANCIAL SERVICES INC.
April 20, 2007 - August 2, 2007
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERATIONS WEALTH PLANNING LLC
CRD#: 294608 / SEC#: 801-112852
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 4,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
