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Casey Nolan King

CRD# 4130685·Registered 2012 - 2022
Previously Registered: Being a previously registered professional could mean that Casey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Casey Nolan King was a registered financial advisor. Casey was a previously registered financial professional and started their career in finance 2012 - 2022. Casey had worked at 3 firms and has passed the Series 7TO, SIE, Series 7, Series 99 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

FIRST HORIZON ADVISORS, INC.·CRD# 17117
BD
Memphis, TN
August 15, 2014 - January 14, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Memphis, TN
February 13, 2013 - March 8, 2013
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
May 17, 2012 - February 13, 2013

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Current Firm

FH
FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC | FTB ADVISORS, INC. | FIRST TENNESSEE DISCOUNT BROKERAGE, INC. | FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON INVESTMENT SERVICES, A DIVISION OF FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON ADVISORS, INC.

CRD#: 17117 / SEC#: 801-78594, 8-35061
BD
Terminated by SEC on 03/30/2026

Contact Information

Main Address

4990 Poplar Avenue 3rd Floor, Memphis, TN 38117

Phone Number

+1 (800) 213-3702

Established

Tennessee since 10/24/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

239

Documents

Latest Form ADV

Part 2 Brochures

FIRST HORIZON ADVISORS, INC. PART 2A BROCHURE (3/24/2025)

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSOLE SHAREHOLDER—
KRUSE, KAREN MORTONPRESIDENT2862059
KRUSE, KAREN MORTONCHIEF COMPLIANCE OFFICER2862059
SMITH, CAROL ANNETTEFINOP6421113

Regulatory Assets Under Management

Total Number of Accounts

9,076

AUM (Assets Under Management)

$13,617,534,771

Disclosures

Regulatory Event

7

Arbitration

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/15/2025Cover PageReport
08/16/2024Cover PageReport
12/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2012About the Series 7 exam

Series 99 — Operations Professional Examination

Passed May 2012About the Series 99 exam

Series 24 — General Securities Principal Examination

Passed Nov 2021About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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