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Walter M. Schenker

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CRD#: 413041
WS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Milton Schenker was a registered financial advisor .

Walter is a previously registered financial advisor and started their career in finance in 1972. Walter had worked at 10 firms and has passed the Series 65, Series 63, Series 7, PC, Series 1 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 4, 2005 - November 9, 2007

TITAN CAPITAL MANAGEMENT

RIA
CRD#: 125955
PARSIPPANY, NJ
Past

July 18, 1996 - June 16, 1998

BROOK ASSET MANAGEMENT, L.L.C.

BD
CRD#: 38900
NEW YORK, NY
Past

July 22, 1994 - May 6, 1996

GLICKENHAUS & CO.

BD
CRD#: 2016
NEW YORK, NY
Past

February 8, 1989 - November 15, 1989

G.RESEARCH, LLC

BD
CRD#: 7353
RYE, NY
Past

November 11, 1986 - February 13, 1989

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

November 10, 1981 - August 14, 1984

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

June 18, 1978 - February 1, 1982

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

February 22, 1978 - July 5, 1978

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

May 5, 1976 - February 22, 1978

LEHMAN BROTHERS INCORPORATED

BD
CRD#: 514
Past

August 31, 1973 - April 29, 1976

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
Past

June 21, 1972 - February 12, 1974

SEIDEN & DE CUEVAS INCORPORATED

BD
CRD#: 1000001

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/13/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 7/1/1978
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 6/19/1972
Registered Representative Examination
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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