Sonia M. Fernandez

VECTORGLOBAL WMG

Miami, FL 33131

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CRD#: 4130144

Professional summary

Sonia Maria Fernandez is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.

Sonia is registered as a RR (Registered Representative) and started their career in finance in 2000. Sonia has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sonia Maria Fernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2023 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

CRD#: 32396

Miami, FL

Past

March 2, 2023 - April 21, 2023

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

November 17, 2021 - March 7, 2022

KOVACK SECURITIES INC.

CRD#: 44848

FORT LAUDERDALE, FL

Past

July 17, 2019 - March 21, 2023

LATIN SECURITIES INC.

CRD#: 164117

Fort Lauderdale, FL

Past

March 1, 2012 - July 23, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

February 28, 2012 - July 23, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORAL GABLES, FL

Past

November 14, 2006 - March 5, 2012

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

MIAMI, FL

Past

January 1, 2005 - March 5, 2012

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

September 16, 2003 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

August 8, 2002 - June 3, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MIAMI, FL

Past

July 5, 2002 - June 3, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 8, 2000 - June 19, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/29/2023)

South Carolina
(11/20/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/10/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/7/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VECTORGLOBAL WMG

VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Mailing Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Phone number

(305) 350-3350

Established

Delaware since 01/14/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VECTORMEX INTERNATIONAL, INC.	SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUE	PRESIDENT, CEO, DIRECTOR, GSP	4437613
SALGUERO, JUAN MANUEL	CCO	2855462

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sonia M. Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sonia Maria Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

KOVACK SECURITIES INC.

LATIN SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2002

Series 63

Date: 12/16/2000

SIE

Date: 10/1/2018

Series 31

Date: 9/10/2002

Series 7

Date: 11/7/2000

FINRA

Current Firm

VECTORGLOBAL WMG

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VECTORGLOBAL WMG

TRUST BUT VERIFY

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