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JM

John R. Martin

DAI WEALTH

Austin, TX

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CRD#: 4130088

Professional summary

John R Martin, CFP®, who also goes by John Richard Martin I, John Richard Martin, is a registered financial advisor currently at DAI WEALTH, LLC located in Austin, Texas and DAI SECURITIES, LLC located in Atlanta, Georgia.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Richard Martin I | John Richard Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John R Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 10, 2022 - Present

DAI WEALTH, LLC

RIA

CRD#: 138938

Austin, TX

Current

October 10, 2022 - Present

DAI SECURITIES, LLC

Office #1: 2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

BD

CRD#: 36673

Atlanta, GA

Past

July 3, 2018 - October 26, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKDALE, MN

Past

July 3, 2018 - October 26, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

July 3, 2018 - October 26, 2022

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

December 4, 2017 - October 26, 2022

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

December 4, 2017 - October 26, 2022

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

December 4, 2017 - October 26, 2022

OSAIC SERVICES, INC.

BD

CRD#: 133763

SCOTTSDALE, AZ

Past

December 4, 2017 - October 26, 2022

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

December 4, 2017 - October 26, 2022

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

January 9, 2017 - November 10, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

El Segundo, CA

Past

January 9, 2017 - November 10, 2017

SII INVESTMENTS, INC.

BD

CRD#: 2225

APPLETON, WI

Past

January 9, 2017 - November 10, 2017

NATIONAL PLANNING CORPORATION

BD

CRD#: 29604

El Segundo, CA

Past

January 9, 2017 - November 10, 2017

INVESTMENT CENTERS OF AMERICA, INC.

BD

CRD#: 16443

APPLETON, WI

Past

January 9, 2017 - November 10, 2017

INVEST FINANCIAL CORPORATION

BD

CRD#: 12984

APPLETON, WI

Past

October 20, 2009 - June 1, 2016

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

October 20, 2009 - June 1, 2016

WADDELL & REED

BD

CRD#: 866

OVERLAND PARK, KS

Past

October 20, 2009 - June 1, 2016

IVY DISTRIBUTORS, INC.

BD

CRD#: 16496

OVERLAND PARK, KS

Past

July 25, 2006 - March 17, 2009

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

ENGLEWOOD, CO

Past

May 22, 2006 - March 17, 2009

U.S. BANCORP INVESTMENTS, INC.

BD

CRD#: 17868

ENGLEWOOD, CO

Past

February 14, 2005 - May 18, 2006

STATE FARM VP MANAGEMENT CORP.

BD

CRD#: 43036

BLOOMINGTON, IL

Past

April 16, 2001 - February 26, 2003

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD

CRD#: 7834

NEW YORK, NY

Past

June 26, 2000 - March 9, 2001

CHARLES SCHWAB & CO., INC.

BD

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DW

DAI WEALTH, LLC

CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.

CRD#: 138938 / SEC#: 801-66260

RIA

Registered Investment Advisory firm - (2/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Texas
(10/10/2022)

IAR

Texas
(10/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 6/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 4/9/2008

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

DW

DAI WEALTH, LLC

CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.

CRD#: 138938 / SEC#: 801-66260

RIA

Registered Investment Advisory firm - (2/24/2006 Approved)

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Contact information

Main Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Mailing Address

Phone number

(404) 531-7080

Established

Firm type

Fiscal year end

# of Employees

32

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAI WEALTH ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,821
AUM (Assets Under Management)	$ 267,417,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAI WEALTH, LLC

CRD#: 138938Austin, TX

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