Howard G. Cohen
Professional summary
Howard G Cohen, who also goes by Howard Gregory Cohen, Howard Cohen, is a registered financial professional currently at OCTAURA SECURITIES located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 2000. Howard has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard G Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2023 - Present
OCTAURA SECURITIES
Office #1: 5 Pennsylvania Plaza 6 Floor South, New York, NY 10001April 16, 2020 - February 1, 2023
MARKETAXESS CORPORATION
May 4, 2006 - March 18, 2020
MORGAN STANLEY & CO. LLC
June 3, 2002 - May 3, 2006
LEHMAN BROTHERS INC.
June 19, 2001 - August 23, 2001
CREDIT SUISSE SECURITIES (USA) LLC
February 28, 2000 - September 20, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2023)
Exams
FINRA
Current Firm
OCTAURA SECURITIES
CRD#: 321877 / SEC#: , 8-70933
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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