PP
Phillip J. Palmer
THEPARTNERS WEALTH MANAGEMENT
Thatcher, AZ 85552
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CRD#: 4129857
PP
Professional summary
Phillip Joseph Palmer, who also goes by Phillip J. Palmer, Phillip Palmer, is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Thatcher, Arizona.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Phillip has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip J. Palmer | Phillip Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASH CREEK FINANCIAL ADVISORS, LLC - FINANCIAL SERVICES - NON-INVESTMENT RELATED - USED FOR ASSIGNMENT OF COMMISSIONS FOR LIFE INSURANCE & FIXED ANNUITIES - 602 S ITH AVE, SAFFORD, AZ; P & K PALMER FINANCIAL SERVICES, LLC - NOT INVESTMENT RELATED - 4815 N WATSON LANE, SAFFORD, AZ - PASS THROUGH ENTITY USED FOR WHEN MY CPA PROVIDES SERVICES AND PREPARES MY TAXES - MANAGER/MEMBER - STARTED 1/2005 - APPROX 1 HR/MO - ZERO HRS DURING TRADING HOURS - MONITOR & ENSURE EACH DOLLAR AMOUNT PASSES THROUGH THE ENTITY CORRECTLY; STADIUM PLAZA, LLC - NOT INVESTMENT RELATED - SAME ADDRESS - RENTAL & SALES OF RESIDENTIAL REAL ESTATE PROPERTIES - OWNER/SOLE PROPRIETOR - STARTED 8/2006 - APPROX 3-8 HRS/MO - SAME AMOUNT DURING TRADING HOURS - LANDLORD - COLLECT RENT PAYMENTS & MAINTAIN THE PROPERTIES; SELF EMPLOYED INSURANCE AGENT - 602 S 8TH AVE. SAFFORD, AZ 85546 - FIXED LIFE, HEALTH AND ANNUITY PRODUCTS - STARTED 9/2019 - APPROX 8 HR/MO DURING TRADING HOURS: GILA VALLEY FINANCIAL, LLC - 50% OWNER - SAME ADDRESS - LLC - FOR PURCHASE OF COMMERCIAL BLDG WHERE LOCATED; THATCHER HIGH SCHOOL BOOSTER CLUB TREASURER - 4815 N WATSON LANE, SAFFORD, AZ 85546 - NON-PROFIT ORGANIZATION VOLUNTEER - 3 HOURS MONTHLY - BOOKKEEPING SERVICES - STARTED 7/2020; LOANER FOR RELATIVE'S SMALL BUSINESS - NON INVESTMENT RELARED - 4815 N. WATSON LN., SAFFORD, AZ 85546 - LOAN- LOANER - 09/05/2022 - 1 HR/MO - 0 HR/MO - SHORT TERM, 3 YR LOAN TO NEPHEW TO INVEST IN SMALL BUSINESS;
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Joseph Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: 326 S. Reay Ln. Suite 100, Thatcher, AZ 85552RIA
CRD#: 314816
Thatcher, AZ
Past
September 6, 2019 - October 17, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
SAFFORD, AZ
Past
January 10, 2014 - October 1, 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
SAFFORD, AZ
Past
January 2, 2014 - May 23, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SAFFORD, AZ
Past
June 13, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
SAFFORD, AZ
Past
May 31, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
SAFFORD, AZ
Past
January 6, 2012 - May 31, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SAFFORD, AZ
Past
January 6, 2012 - May 31, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAFFORD, AZ
Past
July 24, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
SAFFORD, AZ
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SAFFORD, AZ
Past
June 26, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/18/2024)
IAR
Iowa(5/9/2025)
IAR
New Mexico(5/9/2025)
IAR
Utah(5/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Thatcher, AZ 85552TRUST BUT VERIFY
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