Jose M. Paulino
Professional summary
Jose Manuel Paulino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jose is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jose had worked at 5 firms, which includes BERRY-SHINO SECURITIES INC., NATIONAL SECURITIES CORPORATION, THOMAS FLETCHER & COMPANY INC., THE THORNWATER COMPANY L.P., GKN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2004 - June 4, 2004
BERRY-SHINO SECURITIES, INC.
October 30, 2002 - December 4, 2003
NATIONAL SECURITIES CORPORATION
July 23, 2002 - April 14, 2004
THOMAS FLETCHER & COMPANY, INC.
December 18, 2000 - June 27, 2002
THE THORNWATER COMPANY, L.P.
September 14, 2000 - September 29, 2000
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BERRY-SHINO SECURITIES, INC.
CRD#: 38098 / SEC#: , 8-48091
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
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