Carrie S. Boyden-phinizy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carrie Shawn Boyden-phinizy, who also goes by Carrie Shawn Boyden, Carrie Shawn Phinizy, Carrie Phinizy, Carrie Shawn Pickle, was a registered financial professional .
Carrie is a previously registered financial professional and started their career in finance in 2000. Carrie had worked at 7 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2019 - January 6, 2021
TD AMERITRADE, INC.
March 25, 2017 - November 15, 2017
MML INVESTORS SERVICES, LLC
November 10, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 10, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 26, 2002 - December 31, 2002
AFS BROKERAGE, INC.
February 16, 2001 - September 27, 2001
DOMINION INVESTOR SERVICES, INC.
March 1, 2000 - January 9, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 4/7/2024
Municipal Securities Representative ExaminationSeries 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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