Martin Rybak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Rybak was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2000. Martin had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2007 - December 6, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 21, 2006 - April 18, 2007
WINDSOR STREET CAPITAL, LP
August 4, 2006 - November 20, 2006
AVALON PARTNERS, INC.
June 13, 2006 - August 11, 2006
HALLMARK INVESTMENTS, INC.
March 23, 2006 - May 24, 2006
CLARK DODGE & CO., INC.
April 11, 2005 - March 30, 2006
VFINANCE INVESTMENTS, INC
November 11, 2004 - April 8, 2005
GVC CAPITAL LLC
June 17, 2004 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
November 5, 2003 - June 25, 2004
NATIONAL SECURITIES CORPORATION
June 4, 2003 - November 7, 2003
SAXONY SECURITIES, INC.
September 10, 2002 - November 13, 2002
LAIDLAW GLOBAL SECURITIES, INC.
June 12, 2001 - July 6, 2001
SPENCER CLARKE LLC
March 16, 2000 - May 29, 2001
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIS BROKERAGE & SECURITIES SERVICES LLC
CRD#: 104162 / SEC#: , 8-52614
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIS CAPITAL MARKETS US LLC | SOLE MEMBER | |
| DAMIS, JENEL CARIMA | CHIEF COMPLIANCE OFFICER | 3261583 |
| HECKER, STEVEN MICHAEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 3088510 |
| PETERS, DAVID TODD | BOARD MEMBER, ASSISTANT SECRETARY | 7798286 |
| VOGEL, MICHAEL FRANCIS | CHIEF EXECUTIVE OFFICER AND PRESIDENT, BOARD MEMBER, SECRETARY | 2814935 |
Disclosures
| Regulatory Event | 23 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
