Daniel V. Daley
Professional summary
Daniel Vincent Daley, CIMA®, who also goes by Dan Daley, is a registered financial advisor currently at YOUR FINANCIAL ADVOCATE, LLC located in Tampa, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Vincent Daley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2024 - Present
YOUR FINANCIAL ADVOCATE, LLC
August 7, 2019 - December 31, 2024
IDEAS IN FINANCE
August 25, 2016 - July 22, 2019
BNY ADVISORS
August 3, 2016 - July 22, 2019
PERSHING LLC
November 19, 2013 - May 5, 2015
ENVESTNET PMC
November 18, 2013 - May 5, 2015
PORTFOLIO BROKERAGE SERVICES, INC.
March 22, 2002 - July 16, 2013
PGIM INVESTMENTS LLC
November 16, 2000 - July 16, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2024)
(7/1/2024)
(5/9/2024)
(8/30/2024)
Exams
Current Firm
YOUR FINANCIAL ADVOCATE, LLC
CRD#: 331376 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 77,136,000 |
Red Flags
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