Richard W. Stout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard W. Stout III, AIF®, CFP®, who also goes by Richard W Stout III, Richard W Stout Lll, Richard W Stout III, Richard W Stout Lll, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2000. Richard had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
September 17, 2024 - April 15, 2026
MERCER GLOBAL ADVISORS INC.
November 14, 2016 - September 10, 2025
BENCHMARK WEALTH MANAGEMENT, LLC
February 2, 2016 - January 4, 2017
GREENWICH WEALTH MANAGEMENT, LLC
February 1, 2016 - December 9, 2025
PRIVATE CLIENT SERVICES, LLC
August 15, 2007 - February 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 15, 2007 - February 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 11, 2005 - September 6, 2007
RBC CAPITAL MARKETS, LLC
March 12, 2002 - September 6, 2007
RBC CAPITAL MARKETS, LLC
January 18, 2002 - March 12, 2002
TUCKER ANTHONY INCORPORATED
March 13, 2000 - January 28, 2002
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
