TD
Tai Hwee S. Diong
EVEREST FINANCIAL GROUP
Bloomington, MN
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CRD#: 4128745
TD
Professional summary
Tai Hwee Stanley Diong, who also goes by Stanley Diong, Tai Hwee Diong, is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Bloomington, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
Tai Hwee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tai Hwee has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stanley Diong | Tai Hwee Diong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***YANGTZE POSITION: staff NATURE: YANGTZE INC- FOOD SERVICE- FAMILY RESTAURANT STAFF- WEEKEND HELPER WORKING 2-3 HOURS PER DAY INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2006 ADDRESS: 5625 Wayzata Blvd, St. Minneapolis, MN 55416 DESCRIPTION: Assist wife in managing her restaurant which includes answering phone calls, taking orders from customers, hosting and seating, cleaning and busing tables etc. ***INSURANCE POSITION: Agent NATURE: 1 INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 6/2000 - LOCATED AT 701 XENIA AVE S SUITE 250 MINNEAPOLIS MN 55416 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2000 ADDRESS: 701 Xenia Ave S, Suite 250, Golden Valley MN 55416 DESCRIPTION: Fixed insurance sales ***DIONG CONSULTING INC POSITION: President NATURE: Management consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 11008 Aquila Bluffs Cir, Bloomington MN 55438 DESCRIPTION: Consult on management strategies, efficiencies and insurance matters ***POND VIEW PARK CONDOMINIUM POSITION: Landlord NATURE: I have a rental property that generates monthly income of $995 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 1400 Dakota Ave S, Apt 105, St. Louis Park MN 55416 DESCRIPTION: No active duties on this rental unit. The property is being managed by Sharper Management and current paying a monthly association fee of $328.65 ***HIGHLAND VILLAS POSITION: Landlord NATURE: I have a rental property that generates monthly income of $1300 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2018 ADDRESS: 10906 Highland Rd, Bloomington MN 55438 DESCRIPTION: No active duties on this rental unit. The property is being managed by New Concepts Management Group, Inc. and Highland Villas HOA, and currently paying a monthly association fee of $200. ***EVEREST FINANCIAL GROUP, LLC POSITION: Investment Advisory Representative NATURE: 2 EVEREST FINANCIAL GROUP LLC- FINANCIAL ADVISORY & ASSET MANAGEMENT-SENIOR PARTNER/INVESTMENT ADVISOR REPRESENTATIVE - 75% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 11/28/2005 ADDRESS: 701 Xenia Ave S, Suite 250, Golden Valley MN 55416 DESCRIPTION: To provide investment-related advice. POND VIEW PARK CONDOMINIUM POSITION: Landlord NATURE: I have a rental property that generates monthly income of $1345 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 1400 Dakota Ave S, Apt 105, St. Louis Park MN 55416, United States DESCRIPTION: No active duties on this rental unit. The property is being managed by Sharper Management and current paying a monthly association fees of $479.82
CRS (Client Relationship Summary) - RIA
Click below to view Tai Hwee Stanley Diong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2013 - Present
EVEREST FINANCIAL GROUP
RIA
CRD#: 137260
Bloomington, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
November 28, 2005 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
April 10, 2000 - November 30, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Massachusetts(6/14/2024)
IAR
Minnesota(1/30/2014)
RR
Minnesota(6/14/2024)
RR
New York(6/14/2024)
RR
Oregon(6/14/2024)
IAR
Texas(1/14/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
