Paul J. Purcell

KIPLINGER WEALTH ADVISORS

SPRINGBORO, OH 45066-9557

Some features on this profile are disabled

CRD#: 4128467

Professional summary

Paul Jacob Purcell is a registered financial advisor currently at KIPLINGER WEALTH ADVISORS located in Springboro, Ohio and PRIVATE CLIENT SERVICES, LLC located in Springboro, Ohio.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. NOTARY SERVICES. 1 HR/MO; 1 DURING TRADING HRS. 2) SENIOR FINANCIAL INSURANCE AGENCY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. INSURANCE AND TAX PLANNING. PRESIDENT, OWNER. 20 HRS/MO; 20 DURING TRADING HRS. 3) PRIVATE CLIENT SERVICES; INVESTMENT RELATED; 2225 LEXINGTON RD., LOUISVILLE, KY 40206; REGISTERED REPRESENTATIVE; SPENDS APPROX. 50 HRS/MONTH AD SAME DURING TRADING HOURS. 4)SENIOR FINANCIAL GROUP, INC. TAX PLANNING CONSULTANT WITH MANY ACCOUNTING FIRMS. CORPORATE TAX PLANNER. 12 HRS/MO; 8 DURING T RADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jacob Purcell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2014 - Present

KIPLINGER WEALTH ADVISORS

Office #1: 24 Remick Blvd, Springboro, OH 45066-9557

RIA

CRD#: 116726

SPRINGBORO, OH

Current

January 3, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 24 Remick Blvd, Springboro, OH 45066

RIA

CRD#: 120222

Springboro, OH

Past

September 5, 2014 - December 31, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

SPRINGBORO, OH

Past

October 29, 2012 - September 5, 2014

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

GERMANTOWN, OH

Past

October 25, 2012 - September 15, 2014

LPL FINANCIAL LLC

CRD#: 6413

FRANKLIN, OH

Past

May 30, 2008 - October 30, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

FRANKLIN, OH

Past

January 3, 2007 - November 9, 2012

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

FRANKLIN, OH

Past

June 20, 2005 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

FRANKLIN, OH

Past

June 15, 2005 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

FRANKLIN, OH

Past

January 12, 2005 - June 6, 2005

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

CINCINNATI, OH

Past

June 28, 2004 - June 6, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

CINCINNATI, OH

Past

June 25, 2004 - June 6, 2005

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

March 20, 2002 - May 27, 2004

SICOR SECURITIES INC

RIA

CRD#: 16195

CINCINNATI, OH

Past

February 21, 2000 - May 27, 2004

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIPLINGER WEALTH ADVISORS

KIPLINGER INVESTMENT ADVISORS, LLC. | STEELE & KIPLINGER WEALTH ADVISORS | KIPLINGER WEALTH MANAGEMENT GROUP | KIPLINGER WEALTH ADVISORS

CRD#: 116726 / SEC#: 801-129277

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

Ohio

Registered Investment Advisory firm - (3/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/4/2022)

Indiana
(1/5/2022)

Kentucky
(1/4/2022)

Maryland
(1/3/2022)

IAR

Ohio
(9/8/2014)

Ohio
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2014

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 6/4/2008

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 2/24/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/18/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KIPLINGER WEALTH ADVISORS

KIPLINGER INVESTMENT ADVISORS, LLC. | STEELE & KIPLINGER WEALTH ADVISORS | KIPLINGER WEALTH MANAGEMENT GROUP | KIPLINGER WEALTH ADVISORS

CRD#: 116726 / SEC#: 801-129277

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

Ohio

Registered Investment Advisory firm - (3/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

24 Remick Blvd, Springboro, OH 45066-9557

Mailing Address

Phone number

(937) 886-1442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIPLINGER WEALTH ADVISORS - APPENDIX 1 (4/30/2025)

KIPLINGER WEALTH ADVISORS - PART 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	909
AUM (Assets Under Management)	$ 212,845,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul J. Purcell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jacob Purcell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA, INC.

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

SICOR SECURITIES INC

SICOR SECURITIES INC

Primary Firm SEC Registration

KIPLINGER WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2014

Series 62

Date: 6/4/2008

Series 22

Date: 2/24/2004

Series 6

Date: 2/18/2000

FINRA

Current Firm

KIPLINGER WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIPLINGER WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors