Sylvan Schefler

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CRD#: 412846

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sylvan Schefler was a registered financial professional .

Sylvan is a previously registered financial professional and started their career in finance in 1969. Sylvan had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 10, 2016 - September 16, 2025

TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717

NEW YORK, NY

Past

June 22, 2004 - February 4, 2016

BURNHAM SECURITIES INC.

CRD#: 22549

NEW YORK, NY

Past

December 7, 2000 - June 22, 2004

MORGAN SCHIFF & CO.,INC.

CRD#: 15470

NEW YORK, NY

Past

June 4, 1998 - December 12, 2000

MAXIMA GROUP, LLC

CRD#: 44443

NEW YORK, NY

Past

July 14, 1997 - July 21, 1999

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

October 4, 1994 - May 7, 1997

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

November 24, 1992 - October 11, 1994

HAMPSHIRE SECURITIES CORPORATION

CRD#: 19725

NEW YORK, NY

Past

January 2, 1992 - September 21, 1992

DABNEY/RESNICK/IMPERIAL, LLC

CRD#: 24367

BEVERLY HILLS, CA

Past

January 6, 1977 - January 24, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

February 6, 1976 - January 6, 1977

DREXEL BURNHAM & CO. INCORPORATED

CRD#: 7013

Past

February 18, 1969 - February 6, 1976

DREXEL BURNHAM & CO. INCORPORATED

CRD#: 116

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 9/8/1959

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 00

Date: 2/10/1969

General Securities Principal Examination

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA

Registered Investment Advisory firm - SEC (2/21/2024 Terminated)

Florida

Registered Investment Advisory firm - SEC (7/2/2025 Approved)

New York

Registered Investment Advisory firm - SEC (4/27/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

410 Park Avenue 12th Floor, New York, NY 10022

Mailing Address

410 Park Avenue 12th Floor, New York, NY 10022

Phone number

(212) 430-8750

Established

Delaware since 05/26/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TIGRESS HOLDINGS LLC	MAJORITY OWNER
CHEN, CHIASHIN NMN	CHIEF COMPLIANCE OFFICER	2992660
DIBARTOLO, CYNTHIA DENISE	CHIEF EXECUTIVE OFFICER	2413494
MARRONE, MICHAEL THOMAS	PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP	4859949

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 11,558,041

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sylvan Schefler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BURNHAM SECURITIES INC.

MORGAN SCHIFF & CO.,INC.

MAXIMA GROUP, LLC

NORTHEAST SECURITIES, LLC

PRIME CHARTER LTD.

HAMPSHIRE SECURITIES CORPORATION

DABNEY/RESNICK/IMPERIAL, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

DREXEL BURNHAM & CO. INCORPORATED

DREXEL BURNHAM & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/1992

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 9/8/1959

Series 24

Date: 1/2/2023

Series 00

Date: 2/10/1969

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TIGRESS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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